Type:Module/Examination
ECTS-Credits:5.0
Semester Hours per Week / Contact Hours:54.0 L / 40.5 h
Self-directed study time:109.5 h
Module coordination/Lecturers
- Prof. Dr. Nicolas Raschauer
(Studienleitung)
- Dipl. Kff. Nadja Dobler
(Modulleitung)
- Laura Oehry
(Informationskontakt)
Curricula
Executive Master of Laws in Banking and Securities Law (01.09.2016)Events
- EM LLM BSL 16: Financial Market Directives - Scope and Applications
- EM LLM BSL 16: Corporate Governance of Financial Institutions
- EM LLM BSL 16: Financial Market Directives - Third Country Relations
- EM LLM BSL 16: Banking Recovery & Resolution
- EM LLM BSL 16: Behavioral Finance (economics)
- EM LLM BSL 16: Behavioral Finance (regulatory)
- EM LLM BSL 16: Solvency II
- EM LLM BSL 16: Deposit Insurance
- EM LLM BSL 16: Crossborder activities of financial intermediaries
- EM LLM BSL 16: Market Abuse
- EM LLM BSL 16: Exam Review
Description
Module 2 includes a number of topics ranging from the authorization of financial services providers and professional obligations (eg initial and minimum capital requirements, personal qualifications of persons who effectively conduct the business, legal aspects of risk management and compliance as well as issues of delegating
financial services). All of these subjects will be discussed with a focus on Cross-Border activities, especially those of Liechtenstein, Switzerland, Germany, the United Kingdom, Ireland, Luxembourg, France and the United States. Furthermore, topics such as investor protection and specific corporate governance structures in financial institutions will be covered in this module. Students take part in a case study on the application of these notions to a financial services firm. Participants will also be given an overview of contemporary issues such as financial crime, the challenges of restructuring financial institutions as well as the realities of securities litigation.
Qualifications
Exams
- PWB_EM LLM BSL 16: Examination Module 2 (WS 16/17, in Bewertung)